Euro Broker

Rulebooks

3rd Jan, 2018 BGC-Brokers-LP-OTF-Rulebook.pdf

BGC-Products-Asset classes of financial instruments
Best Execution and Order Handling Policy
Conflict of Interest Statement
Minor non-monetary benefits disclosures

Ratecards

1st Oct, 2023 MiFIDII-RateCard-EURO-BROKERS-OTF-Rate-Cards-1-10-2023

Pre- and Post-Trade Transparency Reporting (RTS 1 and 2)
Best Execution Reports (RTS 27 + 28)

Trading Venue Notices

Articles 32 and 52 of MiFID II establish obligations on National Competent Authorities and trading venues relating to the suspension and removal (cancellation) of certain financial instruments from trading (and any subsequent restoration).

The FCA has received notification in relation to the instrument(s) in the table below and in accordance with sections 313CB/313CC of FSMA, the FCA requires action to be taken immediately with regard to trading on these instruments on all Regulated Markets, Multilateral Trading Facilities, Organised Trading Facilities and Systematic Internalisers in the UK.

We have received a request from the FCA to SUSPEND /RESTORE/ REMOVE the instruments (below) and any associated derivatives/other instruments from trading.

The Firm will suspend trading on all venues any financial instrument that is the subject of applicable sanctions imposed by any relevant global government organisation.

Issuer Name ISIN Action Issuer LEI Effective From
YOURGENE HEALTH PLC GB00BN31ZD89 SUSPEND 213800UUIT8BZE7QEH33 2023-09-08T06:30:00Z
CENKOS SECURITIES PLC GB00B1FLHR07 SUSPEND 213800ALVRC52VN3I821 2023-09-07T06:30:00Z
EGDON RESOURCES PLC GB00B28YML29 SUSPEND 213800WWGH4S9GYSPL77 2023-09-15T06:30:00Z
CURTIS BANKS GROUP PLC GB00BW0D4R71 SUSPEND 213800LYP7YTVDXRMP40 2023-09-26T06:30:00Z

Any financial instruments issued by entities that are subject to sanctions imposed due to the Ukrainian conflict are not being admitted to trading on BGC OTF (“BGCO”).
For further information, please contact: #compliancebgcuk@bgcg.com.


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